Notification of Major Holdings
1. Details of issuer
Name: |
AIXTRON SE |
Street: |
Dornkaulstraße 2 |
Postal code: |
52134 |
City: |
Herzogenrath Germany |
Legal Entity Identifier (LEI): |
5299004UJ4D51M25LD67 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: Invesco Ltd. City of registered office, country: Hamilton, Bermuda |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
2.995849871051 % |
0.14 % |
3.14 % |
113432620 |
Previous notification |
3.17 % |
0.00 % |
3.17 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A0WMPJ6 |
0 |
3395975 |
0.00 % |
2.99 % |
US0096062031 |
0 |
2296 |
0.00 % |
0 % |
Total |
3398271 |
2.995849871051 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Rights to recall lent shares of Common Stock |
|
|
159117 |
0.14 % |
|
|
Total |
159117 |
0.14 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
0 |
0.00 % |
|
|
|
Total |
0 |
0.00 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
-Invesco Ltd. |
% |
% |
% |
-Invesco Holding Company Limited |
% |
% |
% |
-Invesco Holding Company (US), Inc. |
% |
% |
% |
-Oppenheimer Acquisition Corporation |
% |
% |
% |
-OppenheimerFunds, Inc. |
% |
% |
% |
-Invesco Group Services, Inc. |
% |
% |
% |
-Invesco Advisers, Inc. |
% |
% |
% |
– |
% |
% |
% |
-Invesco Ltd. |
% |
% |
% |
-Invesco Holding Company Limited |
% |
% |
% |
-Invesco Holding Company (US), Inc. |
% |
% |
% |
-Oppenheimer Acquisition Corporation |
% |
% |
% |
-OppenheimerFunds, Inc. |
% |
% |
% |
-Invesco Group Services, Inc. |
% |
% |
% |
-Invesco Capital Management LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
06.08.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com