Notification of Major Holdings
1. Details of issuer
| Name: |
Commerzbank Aktiengesellschaft |
| Street: |
Kaiserstraße 16 |
| Postal code: |
60311 |
| City: |
Frankfurt am Main
Germany |
| Legal Entity Identifier (LEI): |
851WYGNLUQLFZBSYGB56 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): David Elliott Shaw
Date of birth: 29 March 1951 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
0.00 % |
5.04 % |
5.04 % |
1184669009 |
| Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000CBK1001 |
0 |
0 |
0.00 % |
0.00 % |
| Total |
0 |
0.00 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| American Call Option |
20/12/2024 |
29/04/2024 – 20/12/2024 |
300000 |
0.03 % |
| American Call Option |
20/12/2024 |
11/10/2024 – 20/12/2024 |
400000 |
0.03 % |
| American Call Option |
20/12/2024 |
12/09/2024 – 20/12/2024 |
600000 |
0.05 % |
| European Call FLEX Option |
01/04/2026 |
01/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
08/04/2026 |
08/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
15/04/2026 |
15/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
22/04/2026 |
22/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
29/04/2026 |
29/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
06/05/2026 |
06/05/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
13/05/2026 |
13/05/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
20/05/2026 |
20/05/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
01/04/2026 |
01/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
08/04/2026 |
08/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
15/04/2026 |
15/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
22/04/2026 22/04/2026 |
22/04/2026 22/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
29/04/2026 |
29/04/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
06/05/2026 |
06/05/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
13/05/2026 |
13/05/2026 |
3350000 |
0.28 % |
| European Call FLEX Option |
20/05/2026 |
20/05/2026 |
3350000 |
0.28 % |
| |
|
Total |
54900000 |
4.63 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Equity Swap |
29/08/2025 |
n/a |
Cash |
1863 |
0 % |
| Equity Swap |
15/12/2025 |
n/a |
Cash |
1291437 |
0.11 % |
| Equity Swap |
15/01/2026 |
n/a |
Cash |
425966 |
0.04 % |
| Equity Swap |
07/04/2026 |
n/a |
Cash |
328818 |
0.03 % |
| Equity Swap |
05/04/2027 |
n/a |
Cash |
7207 |
0 % |
| Equity Swap |
07/09/2029 |
n/a |
Cash |
2745084 |
0.23 % |
| Equity Swap |
03/10/2029 |
n/a |
Cash |
93 |
0 % |
| |
|
|
Total |
4800468 |
0.41 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| David Elliot Shaw |
% |
% |
% |
| D. E. Shaw & Co., Inc. |
% |
% |
% |
| D. E. Shaw & Co., L.P. |
% |
5.04 % |
5.04 % |
| D. E. Shaw Investment Management, L.L.C. |
% |
% |
% |
| – |
% |
% |
% |
| David Elliot Shaw |
% |
% |
% |
| D. E. Shaw & Co., Inc. |
% |
% |
% |
| D. E. Shaw & Co., L.P. |
% |
5.04 % |
5.04 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
28.10.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
