ANNEX A: Standard form for notification of major holdings
Form to be used for the purposes of notifying a change in major holdings pursuant to the amended law and
Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers (referred to as ‘the Transparency Law’ and ‘the Transparency Regulation’)
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Lakestar SPAC I SE
LEI code: 2221001IK1TS34BCHL37,
registered office at 9, rue de Bitbourg, L-1273 Luxembourg, Luxembourg, RCS number B249273 |
2. Reason for the notification (please tick the appropriate box or boxes):
X An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
|
3. Details of person subject to the notification obligation:
Name: Klaus Hommels
City and country of registered office (if applicable): |
4. Full name of shareholder(s) (if different from 3.):
ANXA Holding PTE Ltd. |
| 5. Date on which the threshold was crossed or reached: 19/02/2021 |
| 6. Total positions of person(s) subject to the notification obligation: |
| |
% of voting rights attached to shares
(total of 7.A) |
% of voting rights through financial instruments
(total of 7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed or reached |
19.73 % |
14.98 % |
34.71 % |
34,635,000 |
Position of previous
notification (if applicable) |
N/A % |
N/A % |
N/A % |
|
| 7. Notified details of the resulting situation on the date on which the threshold was crossed or reached: |
| A: Voting rights attached to shares |
Class/type of shares
ISIN code (if possible) |
Number of voting rights |
% of voting rights |
Direct
(Art. 8 of the
Transparency Law) |
Indirect
(Art. 9 of the
Transparency Law) |
Direct
(Art. 8 of the
Transparency Law) |
Indirect
(Art. 9 of the
Transparency Law) |
| Class B1 |
|
2,451,667 |
N/A % |
7.08 % |
| Class B2 |
|
2,191,667 |
N/A % |
6.33 % |
| Class B3 |
|
2,191,666 |
N/A % |
6.33 % |
SUBTOTAL A
(Direct & Indirect) |
6,835,000 |
19.73 % |
| B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law |
|
| Type of financial instrument |
Expiration date |
Exercise/
Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| |
|
|
|
% |
| |
|
|
|
% |
| |
|
|
|
% |
| |
SUBTOTAL B.1 |
N/A |
N/A % |
| B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law |
| Type of financial instrument |
Expiration date |
Exercise/
Conversion
Period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
| Class B Warrants |
See item 10.
below |
Upon business combination |
|
5,187,271 |
14.98 % |
| |
|
|
|
|
% |
| |
|
|
|
|
% |
| |
SUBTOTAL B.2 |
5,187,271 |
14.98 % |
| |
|
|
|
8. Information in relation to the person subject to the notification obligation: (please tick the applicable box)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
X Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please provide a separate organisational chart in case of a complex structure):
|
| N° |
Name |
% of voting rights held by ultimate
controlling person
or entity or held directly by any
subsidiary if it equals or is
higher than the notifiable threshold |
% of voting rights through financial instruments held by ultimate
controlling person
or entity or held directly by any
subsidiary if it equals or is
higher than the notifiable threshold |
Total of both |
Directly controlled by (use
number(s) from 1st column) |
| 1 |
Klaus Hommels |
19.73 % |
14.98 % |
34.71 % |
N/A |
| 2 |
ANXA Holding PTE Ltd |
19.73 % |
14.98 % |
34.71 % |
1 |
| |
|
% |
% |
% |
|
| |
|
% |
% |
% |
|
| |
|
% |
% |
% |
|
9. In case of proxy voting:
The proxy holder named will cease to hold % and number of voting rights as of .
10. Additional information:
The expiration date of the warrants will be the close of trading on the Frankfurt Stock Exchange on the earliest of (i) the first business day immediately following the 5th anniversary of the admission date (i.e. 19/02/2021), or (ii) the date of liquidation of the issuer, or (iii) the redemption date (if any) of the warrants in accordance with the terms and conditions of the warrants.
Done at Luxembourg on 2 March 2021
