Notification of Major Holdings
1. Details of issuer
| Name: |
Siemens Energy AG |
| Street: |
Otto-Hahn-Ring 6 |
| Postal code: |
81739 |
| City: |
Munich
Germany |
| Legal Entity Identifier (LEI): |
5299005CHJZ14D4FDJ62 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
1.67 % |
5.13 % |
6.80 % |
799309712 |
| Previous notification |
1.48 % |
4.99 % |
6.48 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000ENER6Y0 |
0 |
13328730 |
0.00 % |
1.67 % |
| Total |
13328730 |
1.67 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Internal right to recall shares lent out |
n/a |
n/a |
2951491 |
0.37 % |
| |
|
Total |
2951491 |
0.37 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Convertible bonds |
14/09/2025 |
14/09/2025 |
Physical |
9592167 |
1.20 % |
| Third Party convertible bonds – right of use held |
14/09/2025 |
14/09/2025 |
Physical |
9965557 |
1.25 % |
| Equity Swap |
03/09/2024 – 22/09/2032 |
03/09/2024 – 22/09/2032 |
Cash |
12254125 |
1.53 % |
| Physically Settled Put Option |
20/09/2024 |
20/09/2024 |
Physical |
1000000 |
0.13 % |
| Cash-settled Call Options |
29/07/2024 – 02/01/2099 |
29/07/2024 – 02/01/2099 |
Cash |
5229160 |
0.65 % |
| |
|
|
Total |
38041009 |
4.76 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan Capital Holdings Limited |
% |
% |
% |
| J.P. Morgan Securities plc |
% |
% |
5.19 % |
| – |
% |
% |
% |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Holdings LLC |
% |
% |
% |
| J.P. Morgan Broker-Dealer Holdings Inc. |
% |
% |
% |
| J.P. Morgan Securities LLC |
% |
% |
% |
| – |
% |
% |
% |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan Structured Products B.V. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
29.07.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
