Notification of Major Holdings
1. Details of issuer
| Name: |
va-Q-tec AG |
| Street: |
Alfred-Nobel-Straße 33 |
| Postal code: |
97080 |
| City: |
Würzburg
Germany |
| Legal Entity Identifier (LEI): |
529900MHY0HTHX71DO39 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
Consummation of takeover offer; acting in concert; exercise of instruments |
3. Details of person subject to the notification obligation
Legal entity: EQT AB
City of registered office, country: Stockholm, Sweden |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Fahrenheit AcquiCo GmbH
Dr. Roland Caps
|
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
85.75 % |
13.98 % |
85.75 % |
13415000 |
| Previous notification |
0 % |
22.84 % |
22.84 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0006636681 |
0 |
11503820 |
0.00 % |
85.75 % |
| Total |
11503820 |
85.75 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Contracual acquisition right |
n/a |
Anytime |
1475650 |
11.00 % |
| |
|
Total |
1475650 |
11.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Contractual acquisition obligation |
n/a |
n/a |
Physical |
1475650 |
11.00 % |
| Contractual acquisition obligation |
n/a |
n/a |
Physical |
400000 |
2.98 % |
| Contractual acquisition right |
n/a |
n/a |
Physical |
400000 |
2.98 % |
| |
|
|
Total |
1875650 |
13.98 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| EQT AB |
% |
% |
% |
| EQT Treasury AB |
% |
% |
% |
| EQT Holdings S.à r.l. |
% |
% |
% |
| EQT X (General Partner) S.à r.l. |
% |
% |
% |
| EQT X (No. 1) EUR SCSp |
% |
% |
% |
| EQT X Collect EUR SCSp |
% |
% |
% |
| EQT X EUR SCSp |
% |
% |
% |
| EQT X S.à r.l. SICAF-RAIF |
% |
% |
% |
| EQT X Investments S.à r.l. |
% |
% |
% |
| Fahrenheit TopCo S.à r.l. |
% |
% |
% |
| Fahrenheit HoldCo S.à r.l. |
11.00 % |
% |
11.00 % |
| Fahrenheit AcquiCo GmbH |
85.75 % |
13.98 % |
85.75 % |
| – |
% |
% |
% |
| EQT AB |
% |
% |
% |
| EQT Treasury AB |
% |
% |
% |
| EQT Holdings S.à r.l. |
% |
% |
% |
| EQT X (General Partner) S.à r.l. |
% |
% |
% |
| EQT X Collect EUR SCSp |
% |
% |
% |
| EQT X EUR SCSp |
% |
% |
% |
| EQT X S.à r.l. SICAF-RAIF |
% |
% |
% |
| EQT X Investments S.à r.l. |
% |
% |
% |
| Fahrenheit TopCo S.à r.l. |
% |
% |
% |
| Fahrenheit HoldCo S.à r.l. |
11.00 % |
% |
11.00 % |
| Fahrenheit AcquiCo GmbH |
85.75 % |
13.98 % |
85.75 % |
| – |
% |
% |
% |
| EQT AB |
% |
% |
% |
| EQT Treasury AB |
% |
% |
% |
| EQT Holdings S.à r.l. |
% |
% |
% |
| EQT X (General Partner) S.à r.l. |
% |
% |
% |
| EQT X EUR SCSp |
% |
% |
% |
| EQT X S.à r.l. SICAF-RAIF |
% |
% |
% |
| EQT X Investments S.à r.l. |
% |
% |
% |
| Fahrenheit TopCo S.à r.l. |
% |
% |
% |
| Fahrenheit HoldCo S.à r.l. |
11.00 % |
% |
11.00 % |
| Fahrenheit AcquiCo GmbH |
85.75 % |
13.98 % |
85.75 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
| 1,875,651 voting rights are attributable to Fahrenheit AcquiCo due to a pooling of voting rights with other shareholders, incl. Dr. Roland Caps. The instruments under no. 7b relate to voting rights already attributed to Fahrenheit AcquiCo and are not aggregated under no. 6 and 8. Likewise, the instruments under no. 7b partly relate to the same shares and to such extent are not aggregated. |
Date
