Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Zurich, Switzerland, 3.3.2022
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name: UBS Group AG
City: Zurich
Country: Switzerland
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 1.3.2022
6. Total positions
|
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached |
2,46 % |
1,55 % |
4,01 % |
138 257 760 |
Position of previous notification (if applicable) |
2,42 % |
0,40 % |
2,82 % |
|
Details
7. Notified details of the resulting situation:
A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
AT0000A2UUM7 |
|
56 233 |
|
0,04 % |
AT0000A21KS2 |
|
3 343 710 |
|
2,42 % |
SUBTOTAL A |
3 399 943 |
2,46 % |
B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
Rights of Use over shares (AT0000A2UUM7) |
n/a |
At any time |
673 673 |
0,49 % |
Rights of Use over shares (AT0000A21KS2) |
n/a |
At any time |
32 621 |
0,02 % |
Rights to Recall Lent shares (AT0000A21KS2) |
n/a |
At any time |
1 300 001 |
0,94 % |
|
|
SUBTOTAL B.1 |
2 006 295 |
1,45 % |
B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
Equity Swap |
08.08.2022 |
n/a |
Cash |
134 385 |
0,10 % |
|
|
|
SUBTOTAL B.2 |
134 385 |
0,10 % |
8. Information in relation to the person subject to the notification obligation:
x Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
1 |
UBS Group AG |
|
|
|
|
2 |
UBS AG |
1 |
0,60 % |
1,43 % |
2,03 % |
3 |
UBS Switzerland AG |
2 |
|
0,02 % |
0,02 % |
4 |
UBS Asset Management AG |
2 |
|
|
|
5 |
UBS Fund Management (Luxembourg) S.A. |
4 |
0,01 % |
|
0,01 % |
6 |
UBS Asset Management Holding (No.2) Ltd |
4 |
|
|
|
7 |
UBS Asset Management Holding Ltd |
6 |
|
|
|
8 |
UBS Asset Management (UK) Limited |
7 |
0,02 % |
|
0,02 % |
9 |
UBS Asset Management Life Limited |
7 |
0,01 % |
|
0,01 % |
10 |
UBS Asset Management Switzerland AG |
4 |
|
|
|
11 |
Fund Management (Switzerland) AG |
10 |
0,03 % |
|
0,03 % |
12 |
UBS Asset Management (Singapore) Ltd |
4 |
0,00 % |
|
0,00 % |
13 |
UBS Americas Holding LLC |
2 |
|
|
|
14 |
UBS Americas Inc. |
13 |
|
|
|
15 |
UBS Asset Management Trust Company |
14 |
0,01 % |
|
0,01 % |
16 |
UBS Securities LLC |
14 |
0,00 % |
|
0,00 % |
17 |
UBS Asset Management (Americas) Inc |
14 |
|
|
|
18 |
UBS O’Connor LLC |
17 |
1,78 % |
0,10 % |
1,88 % |
|
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: –
Voting rights after general meeting: – is equivalent to – voting rights.
10. Sonstige Kommentare:
–
Zurich, Switzerland am 3.3.2022