Notification of Major Holdings
1. Details of issuer
| Name: |
MorphoSys AG |
| Street: |
Semmelweisstr. 7 |
| Postal code: |
82152 |
| City: |
Planegg
Germany |
| Legal Entity Identifier (LEI): |
529900493806K77LRE72 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
8.63 % |
5.07 % |
13.70 % |
37716423 |
| Previous notification |
8.78 % |
4.01 % |
12.80 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0006632003 |
0 |
906714 |
0.00 % |
2.40 % |
| DE000A4BGGU0 |
0 |
1943259 |
0.00 % |
5.15 % |
| US6177602025 |
0 |
404689 |
0.00 % |
1.07 % |
| Total |
3254662 |
8.63 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to Recall over Lent Shares (DE0006632003) |
|
At any time |
2192 |
0.01 % |
| Right of Use over Shares (DE0006632003) |
|
At any time |
50190 |
0.13 % |
| Right of use over shares (DE000A4BGGU0) |
|
At any time |
498611 |
1.32 % |
| Right of use over ADRs (US6177602025) |
|
At any time |
295174 |
0.78 % |
| Right to Recall over ADRs (US6177602025) |
|
At any time |
68875 |
0.18 % |
| |
|
Total |
915042 |
2.43 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Convertible bonds (DE000A3H2XW6) |
16/10/2025 |
25/11/2020 – 30/08/2025 |
Physical |
44177 |
0.12 % |
| Right of use over convertible bonds (CH1286962597) |
|
At any time |
Cash |
3514 |
0.01 % |
| Right of use over convertible bonds (DE000A3H2XW6) |
|
At any time |
Physical |
555259 |
1.47 % |
| Swaps on Baskets (DE000A4BGGU0) |
|
27/08/2026-28/04/2027 |
Cash |
394480 |
1.05 % |
| |
|
|
Total |
997430 |
2.64 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Switzerland AG |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
| UBS Asset Management Holding Ltd |
% |
% |
% |
| UBS Asset Management (UK) Limited |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management Switzerland AG |
% |
% |
% |
| UBS Fund Management (Switzerland) AG |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Americas Holding LLC |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Securities LLC |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Asset Management AG |
% |
% |
% |
| UBS Fund Management (Luxembourg) S.A. |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
7.46 % |
% |
8.66 % |
| UBS Americas Holding LLC |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Financial Services Inc. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
28.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
