Notification of Major Holdings
1. Details of issuer
| Name: |
Vonovia SE |
| Street: |
Universitätsstraße 133 |
| Postal code: |
44803 |
| City: |
Bochum
Germany |
| Legal Entity Identifier (LEI): |
5299005A2ZEP6AP7KM81 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
1.93 % |
0.3 % |
2.23 % |
814644998 |
| Previous notification |
3.2 % |
0.24 % |
3.44 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A1ML7J1 |
0 |
15739323 |
0 % |
1.93 % |
| Total |
15739323 |
1.93 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to Recall of Lent shares |
|
At any time |
354460 |
0.04 % |
| Right of use over shares |
|
At any time |
1181544 |
0.15 % |
| Long Call Option |
21/06/2024-17/12/2027 |
|
333800 |
0.04 % |
| Right of use over ADR (US92887H1077) |
|
At any time |
1623 |
0 % |
| |
|
Total |
1871427 |
0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Short Put Option |
21/06/2024-19/12/2025 |
|
Physical |
395000 |
0.05 % |
| Right of use over Reverse Convertible |
|
At any time |
Cash |
12726 |
0 % |
| Long Call Option |
04/06/2024 |
|
Cash |
40189 |
0 % |
| Warrant |
– |
|
Cash |
25000 |
0 % |
| Equity Swaps |
25/10/2024-7/1/2025 |
|
Cash |
78358 |
0.01 % |
| |
|
|
Total |
551273 |
0.07 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Switzerland AG |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management (Singapore) Ltd |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
| UBS Asset Management Holding Ltd |
% |
% |
% |
| UBS Asset Management (UK) Limited |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
| UBS Asset Management Holding Ltd |
% |
% |
% |
| UBS Asset Management Life Limited |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management Switzerland AG |
% |
% |
% |
| UBS Fund Management (Switzerland) AG |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Fund Management (Luxembourg) S.A. |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Bank (Canada) |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Asset Management AG |
% |
% |
% |
| UBS Asset Management (Australia) Ltd |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Americas Holding LLC |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Securities LLC |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Americas Holding LLC |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Asset Management (Americas) LLC |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Holding (France) SA |
% |
% |
% |
| UBS (France) S.A. |
% |
% |
% |
| UBS La Maison de Gestion |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| UBS AG |
% |
% |
% |
| UBS Americas Holding LLC |
% |
% |
% |
| UBS Americas Inc. |
% |
% |
% |
| UBS Financial Services Inc. |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
| Credit Suisse International |
% |
% |
% |
| – |
% |
% |
% |
| UBS Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
| Credit Suisse (Schweiz) AG |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
17.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
